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Client Information (FinSA)

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Conflicts of Interest & Organizational Measures

AP Capital Partners AG provides financial services in accordance with the Swiss Financial Services Act (FinSA). In this context, the firm has implemented organizational measures designed to identify, prevent, and manage conflicts of interest.

These measures are defined in internal policies and may include, in particular:

  • The regulation of internal information flows between employees
  • Functional and organizational separation of activities where appropriate
  • Compliance with general market conduct rules
  • Remuneration policies designed to avoid inappropriate incentives
  • Controls to prevent misuse of information, including employee transaction monitoring

Despite these measures, conflicts of interest cannot be entirely excluded in all cases. The following sections provide transparency regarding situations where such conflicts or disadvantages may arise.

Potential Disadvantages

In certain situations, disadvantages to clients cannot be fully excluded or can only be avoided with disproportionate effort.

Such situations may arise, for example:

  • In connection with specific financial instruments or market conditions
  • Where structural or operational constraints apply
  • Where third-party involvement is required

Where such disadvantages are relevant, AP Capital Partners AG ensures that clients are informed in an appropriate manner.

Disclosure may take place through:

  • Advisory discussions and client interactions (verbal communication)
  • Written communication, including emails, presentations, or product-related materials
  • Contractual documentation or general terms and conditions, where applicable
  • Publication on this website, including this Client Information section

Economic Ties & Conflicts of Interest

In the course of providing financial services, AP Capital Partners AG may maintain economic relationships with third parties, including financial institutions, product providers, or other service partners.

Such relationships may include, for example:

  • Compensation, fees, or other monetary benefits linked to financial services or products
  • Access to specific financial instruments or investment opportunities
  • Cooperation agreements with external providers

Where such economic ties could give rise to a conflict of interest, AP Capital Partners AG will inform clients in an appropriate manner.

This disclosure may be made through:

  • Direct communication during advisory discussions
  • Written documentation, including reports or investment proposals
  • Relevant contractual agreements or general terms and conditions
  • Publication on this website

Business Affiliations with Third Parties

AP Capital Partners AG may also maintain business relationships or affiliations with third parties that could give rise to conflicts of interest in connection with the provision of financial services.

Such affiliations may include:

  • Strategic partnerships with financial institutions or service providers
  • Cooperation agreements relating to the distribution of financial products
  • Shared service arrangements or joint initiatives

Where such business affiliations could lead to a conflict of interest, AP Capital Partners AG will draw the attention of clients to such conflicts in an appropriate manner.

Disclosure may take place through:

  • Advisory discussions and direct client interactions
  • Written communication and reporting
  • Contractual documentation or general terms and conditions
  • Publication on this website

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Contact

AP Capital Partners AG

Dufourstrasse 49
8008 Zürich
Switzerland

Email
contact@apcapitalpartners.ch

Phone
+41 76 574 46 64

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